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- SUPREME COURT OF THE UNITED STATES
- --------
- No. 90-1124
- --------
- KEITH JACOBSON, PETITIONER v. UNITED STATES
- on writ of certiorari to the united states court of
- appeals for the eighth circuit
- [April 6, 1992]
-
- Justice O'Connor, with whom The Chief Justice and
- Justice Kennedy join, and with whom Justice Scalia
- joins except as to Part II, dissenting.
- Keith Jacobson was offered only two opportunities to buy
- child pornography through the mail. Both times, he
- ordered. Both times, he asked for opportunities to buy
- more. He needed no Government agent to coax, threaten,
- or persuade him; no one played on his sympathies, friend-
- ship, or suggested that his committing the crime would
- further a greater good. In fact, no Government agent even
- contacted him face-to-face. The Government contends that
- from the enthusiasm with which Mr. Jacobson responded to
- the chance to commit a crime, a reasonable jury could
- permissibly infer beyond a reasonable doubt that he was
- predisposed to commit the crime. I agree. Cf. United
- States v. Hunt, 749 F.2d 1078, 1085 (CA4 1984) (ready
- response to solicitation shows predisposition), cert. denied,
- 472 U.S. 1018 (1985); United States v. Kaminski, 703 F.2d
- 1004, 1008 (CA7 1983) (-`the most important factor . . . is
- whether the defendant evidenced reluctance to engage in
- criminal activity which was overcome by repeated Govern-
- ment inducement'-) (quoting United States v. Reynoso-
- Ulloa, 548 F.2d 1329, 1336 (CA9 1977), cert. denied, 436
- U.S. 926 (1978)); United States v. Sherman, 200 F.2d 880,
- 882 (CA2 1952) (indication of predisposition is a defendant's
- willingness to commit the offense -`as evinced by ready
- complaisance'-) (citation omitted).
- The first time the Government sent Mr. Jacobson a
- catalog of illegal materials, he ordered a set of photographs
- advertised as picturing -young boys in sex action fun.- He
- enclosed the following note with his order: -I received your
- brochure and decided to place an order. If I like your
- product, I will order more later.- Record, Government
- Exhibit 24. For reasons undisclosed in the record, Mr.
- Jacobson's order was never delivered.
- The second time the Government sent a catalog of illegal
- materials, Mr. Jacobson ordered a magazine called -Boys
- Who Love Boys,- described as: -11 year old and 14 year old
- boys get it on in every way possible. Oral, anal sex and
- heavy masturbation. If you love boys, you will be delighted
- with this.- Id., Government Exhibit 2. Along with his
- order, Mr. Jacobson sent the following note: -Will order
- other items later. I want to be discreet in order to protect
- you and me.- Id., Government Exhibit 3.
- Government agents admittedly did not offer Mr. Jacobson
- the chance to buy child pornography right away. Instead,
- they first sent questionnaires in order to make sure that he
- was generally interested in the subject matter. Indeed, a
- -cold call- in such a business would not only risk rebuff and
- suspicion, but might also shock and offend the uninitiated,
- or expose minors to suggestive materials. Cf. FCC v.
- Pacifica Foundation, 438 U.S. 726, 748 (1978) (right to be
- free from offensive material in one's home); 39 U.S.C.
- 3010 (regulating the mailing of sexually explicit advertis-
- ing materials). Mr. Jacobson's responses to the question-
- naires gave the investigators reason to think he would be
- interested in photographs depicting preteen sex.
- The Court, however, concludes that a reasonable jury
- could not have found Mr. Jacobson to be predisposed beyond
- a reasonable doubt on the basis of his responses to the
- Government's catalogs, even though it admits that, by that
- time, he was predisposed to commit the crime. The
- Government, the Court holds, failed to provide evidence
- that Mr. Jacobson's obvious predisposition at the time of
- the crime -was independent and not the product of the
- attention that the Government had directed at petitioner.-
- Ante, at 9. In so holding, I believe the Court fails to
- acknowledge the reasonableness of the jury's inference from
- the evidence, redefines -predisposition,- and introduces a
- new requirement that Government sting operations have a
- reasonable suspicion of illegal activity before contacting a
- suspect.
- I
- This Court has held previously that a defendant's
- predisposition is to be assessed as of the time the Govern-
- ment agent first suggested the crime, not when the Govern-
- ment agent first became involved. Sherman v. United
- States, 356 U.S. 369, 372-376 (1958). See also, United
- States v. Williams, 705 F.2d 603, 618, n. 9 (CA2), cert.
- denied, 464 U.S. 1007 (1983). Until the Government
- actually makes a suggestion of criminal conduct, it could
- not be said to have -implant[ed] in the mind of an innocent
- person the disposition to commit the alleged offense and
- induce its commission . . . .- Sorrells v. United States, 287
- U.S. 435, 442 (1932). Even in Sherman v. United States,
- supra, in which the Court held that the defendant had been
- entrapped as a matter of law, the Government agent had
- repeatedly and unsuccessfully coaxed the defendant to buy
- drugs, ultimately succeeding only by playing on the
- defendant's sympathy. The Court found lack of predisposi-
- tion based on the Government's numerous unsuccessful
- attempts to induce the crime, not on the basis of prelimi-
- nary contacts with the defendant.
- Today, the Court holds that Government conduct may be
- considered to create a predisposition to commit a crime,
- even before any Government action to induce the commis-
- sion of the crime. In my view, this holding changes
- entrapment doctrine. Generally, the inquiry is whether a
- suspect is predisposed before the Government induces the
- commission of the crime, not before the Government makes
- initial contact with him. There is no dispute here that the
- Government's questionnaires and letters were not sufficient
- to establish inducement; they did not even suggest that Mr.
- Jacobson should engage in any illegal activity. If all the
- Government had done was to send these materials, Mr.
- Jacobson's entrapment defense would fail. Yet the Court
- holds that the Government must prove not only that a
- suspect was predisposed to commit the crime before the
- opportunity to commit it arose, but also before the Govern-
- ment came on the scene. Ante, at 8.
- The rule that preliminary Government contact can create
- a predisposition has the potential to be misread by lower
- courts as well as criminal investigators as requiring that
- the Government must have sufficient evidence of a defend-
- ant's predisposition before it ever seeks to contact him.
- Surely the Court cannot intend to impose such a require-
- ment, for it would mean that the Government must have a
- reasonable suspicion of criminal activity before it begins an
- investigation, a condition that we have never before
- imposed. The Court denies that its new rule will affect run-
- of-the-mill sting operations, ante, at 8, and one hopes that
- it means what it says. Nonetheless, after this case, every
- defendant will claim that something the Government agent
- did before soliciting the crime -created- a predisposition
- that was not there before. For example, a bribe taker will
- claim that the description of the amount of money available
- was so enticing that it implanted a disposition to accept the
- bribe later offered. A drug buyer will claim that the
- description of the drug's purity and effects was so tempting
- that it created the urge to try it for the first time. In short,
- the Court's opinion could be read to prohibit the Govern-
- ment from advertising the seductions of criminal activity as
- part of its sting operation, for fear of creating a predisposi-
- tion in its suspects. That limitation would be especially
- likely to hamper sting operations such as this one, which
- mimic the advertising done by genuine purveyors of
- pornography. No doubt the Court would protest that its
- opinion does not stand for so broad a proposition, but the
- apparent lack of a principled basis for distinguishing these
- scenarios exposes a flaw in the more limited rule the Court
- today adopts.
- The Court's rule is all the more troubling because it does
- not distinguish between Government conduct that merely
- highlights the temptation of the crime itself, and Govern-
- ment conduct that threatens, coerces, or leads a suspect to
- commit a crime in order to fulfill some other obligation. For
- example, in Sorrells, the Government agent repeatedly
- asked for illegal liquor, coaxing the defendant to accede on
- the ground that -one former war buddy would get liquor for
- another.- Sorrells v. United States, supra, at 440. In
- Sherman, the Government agent played on the defendant's
- sympathies, pretending to be going through drug withdraw-
- al and begging the defendant to relieve his distress by
- helping him buy drugs. Sherman, supra, at 371.
- The Government conduct in this case is not comparable.
- While the Court states that the Government -exerted
- substantial pressure on petitioner to obtain and read such
- material as part of a fight against censorship and the
- infringement of individual rights,- ante, at 10, one looks at
- the record in vain for evidence of such -substantial pres-
- sure.- The most one finds is letters advocating legislative
- action to liberalize obscenity laws, letters which could easily
- be ignored or thrown away. Much later, the Government
- sent separate mailings of catalogs of illegal materials.
- Nowhere did the Government suggest that the proceeds of
- the sale of the illegal materials would be used to support
- legislative reforms. While one of the HINT letters suggest-
- ed that lobbying efforts would be funded by sales from a
- catalog, Record, Defendant's Exhibit 113, the catalogs
- actually sent, nearly a year later, were from different
- fictitious entities (Produit Outaouais and Far Eastern
- Trading Company), and gave no suggestion that money
- would be used for any political purposes. Id., Government
- Exhibit 22, Government Exhibit 2. Nor did the Govern-
- ment claim to be organizing a civil disobedience movement,
- which would protest the pornography laws by breaking
- them. Contrary to the gloss given the evidence by the
- Court, the Government's suggestions of illegality may also
- have made buyers beware, and increased the mystique of
- the materials offered: -[f]or those of you who have enjoyed
- youthful material . . . we have devised a method of getting
- these to you without prying eyes of U.S. Customs seizing
- your mail.- Id., Government Exhibit 1. Mr. Jacobson's
- curiosity to see what -`all the trouble and the hysteria'-
- was about, ante, at 6, is certainly susceptible of more than
- one interpretation. And it is the jury that is charged with
- the obligation of interpreting it. In sum, the Court fails to
- construe the evidence in the light most favorable to the
- Government, and fails to draw all reasonable inferences in
- the Government's favor. It was surely reasonable for the
- jury to infer that Mr. Jacobson was predisposed beyond a
- reasonable doubt, even if other inferences from the evidence
- were also possible.
-
- II
-
- The second puzzling thing about the Court's opinion is its
- redefinition of predisposition. The Court acknowledges that
- -[p]etitioner's responses to the many communications prior
- to the ultimate criminal act were . . . indicative of certain
- personal inclinations, including a predisposition to view
- photographs of preteen sex . . . .- Ante, at 10. If true, this
- should have settled the matter; Mr. Jacobson was predis-
- posed to engage in the illegal conduct. Yet, the Court
- concludes, -petitioner's responses hardly support an
- inference that he would commit the crime of receiving child
- pornography through the mails.- Ibid.
- The Court seems to add something new to the burden of
- proving predisposition. Not only must the Government
- show that a defendant was predisposed to engage in the
- illegal conduct, here, receiving photographs of minors
- engaged in sex, but also that the defendant was predisposed
- to break the law knowingly in order to do so. The statute
- violated here, however, does not require proof of specific
- intent to break the law; it requires only knowing receipt of
- visual depictions produced by using minors engaged in
- sexually explicit conduct. See 18 U.S.C. 2252(a)(2); United
- States v. Moncini, 882 F.2d 401, 404-406 (CA9 1989).
- Under the Court's analysis, however, the Government must
- prove more to show predisposition than it need prove in
- order to convict.
- The Court ignores the judgment of Congress that specific
- intent is not an element of the crime of receiving sexually
- explicit photographs of minors. The elements of predisposi-
- tion should track the elements of the crime. The predispo-
- sition requirement is meant to eliminate the entrapment
- defense for those defendants who would have committed the
- crime anyway, even absent Government inducement.
- Because a defendant might very well be convicted of the
- crime here absent Government inducement even though he
- did not know his conduct was illegal, a specific intent
- requirement does little to distinguish between those who
- would commit the crime without the inducement and those
- who would not. In sum, although the fact that Mr.
- Jacobson's purchases of Bare Boys I and Bare Boys II were
- legal at the time may have some relevance to the question
- of predisposition, it is not, as the Court suggests, disposi-
- tive.
- The crux of the Court's concern in this case is that the
- Government went too far and -abused- the -processes of
- detection and enforcement- by luring an innocent person to
- violate the law. Ante, at 12, quoting Sorrells, 287 U.S., at
- 448. Consequently, the Court holds that the Government
- failed to prove beyond a reasonable doubt that Mr. Jacobson
- was predisposed to commit the crime. It was, however, the
- jury's task, as the conscience of the community, to decide
- whether or not Mr. Jacobson was a willing participant in
- the criminal activity here or an innocent dupe. The jury is
- the traditional -defense against arbitrary law enforcement.-
- Duncan v. Louisiana, 391 U.S. 145, 156 (1968). Indeed, in
- Sorrells, in which the Court was also concerned about
- overzealous law enforcement, the Court did not decide itself
- that the Government conduct constituted entrapment, but
- left the issue to the jury. Sorrells, supra, at 452. There is
- no dispute that the jury in this case was fully and accurate-
- ly instructed on the law of entrapment, and nonetheless
- found Mr. Jacobson guilty. Because I believe there was
- sufficient evidence to uphold the jury's verdict, I respect-
- fully dissent.
-